CFR 17-41.3-2013 Commodity and Securities Exchanges. Part41:Security futures products. Section41.3:Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act.
(a) Any futures commission merchant or introducing broker registered in accordance with the notice registration provisions of § 3.10 of this chapter, or any broker or dealer exempt from floor broker or floor trader registration pursuant to section 4f(a)(3
CFR 17-41.3-2013 history
2013CFR 17-41.3-2013 Commodity and Securities Exchanges. Part41:Security futures products. Section41.3:Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act.