CFR 12-208.111-2013 Banks and banking. Part208:Membership of state banking institutions in the federal reserve system (regulation h). Section208.111:Obligations concerning institutional customers.
(a) As a result of broadened authority provided by the Government Securities Act Amendments of 1993 (15 U.S.C. 78o–3 and 78o–5), the Board is adopting sales practice rules for the government securities market, a market with aparticularly broad institutional component. Accordingly, the Board believes it is appropriate to provide further guidance to banks on their suitability obligations when making recommendations to institutional customers.
CFR 12-208.111-2013 history
2013CFR 12-208.111-2013 Banks and banking. Part208:Membership of state banking institutions in the federal reserve system (regulation h). Section208.111:Obligations concerning institutional customers.